Interactive version

Manageability • Collaboration • Triangulation and typicality • Proportionality

  1. Inspectors must be mindful of the impact of inspections on the workload of leaders and staff in schools. Inspectors must be sensitive to this at all stages of the inspection. The work of inspectors should not unduly disrupt the usual day-to-day running of the school.

Inspectors will act with professionalism and sensitivity at all times in line with the inspector code of conduct. If the reporting inspector becomes aware of staff undergoing exceptional stress during an inspection they should call a member of the duty team for advice.

Collaboration with the school

  1. Reporting inspectors will, wherever possible and appropriate, work collaboratively with the proprietors, school leaders and staff to ensure the smooth running of the inspection and effective evidence gathering.
  2. The reporting inspector will liaise regularly throughout the inspection with the headteacher, or their designated senior leader, keeping them informed of emerging evidence and to amend the inspection plan, as required. Reporting inspectors will provide school leaders with the opportunity to signpost any additional evidence that may be relevant to the emerging judgements. These regular keeping-in-touch meetings will also provide opportunities for the headteacher to raise any concerns including about the conduct of inspection. The reporting inspector will raise any serious emerging issues, which indicate one or more of the Standards may be unmet, with the headteacher at the earliest opportunity. However, the reporting inspector will make clear to the headteacher that final judgements can only be reached when all the inspection evidence has been reviewed. This judgement is provisional until report publication.
  3. Reporting inspectors will offer school leaders the opportunity to be involved in some inspection activities. These may include reviewing pupils' work, joint lesson walks, discussion of examples of existing records and evidence, and tours of the school premises to consider related Standards.
  4. Joint inspection activities are helpful to inspectors when school leaders can provide context for the evidence that inspectors are recording and evaluating. These activities may also be helpful to school leaders in enabling them to understand how inspectors evaluate evidence and reach judgements.
  5. The reporting inspector will determine which inspection activities are appropriate for school leaders to be involved in. The role of the school leader is to provide context for the evidence and not to influence inspectors' evaluation of the evidence.

Triangulation and typicality of evidence

  1. Triangulation is the process inspectors use to contextualise and test inspection evidence. Inspectors will look for connected sources of evidence, wherever this is available, to reach valid and reliable judgements.
  2. Inspectors gather evidence from a wide range of sources. These include: discussions with school leaders, staff and pupils; information from the inspection surveys for pupils, parents and staff; first-hand observations; scrutiny of documentation and school records. Where pupils have special educational needs and/or disabilities (SEND), schools should ensure that prior to discussions with the pupils concerned, inspectors are aware of the nature of their needs and appropriate steps are taken to ensure that the pupils are prepared for the discussion. This includes asking pupils how they would prefer to communicate, where they feel comfortable talking to inspectors and whether they would like someone present during the discussion.
  3. Inspectors will consider what they are seeing, reading and hearing; why it is important and how it relates to the Standards; how it relates to other evidence; and what further evidence inspectors need to gather.

What do I notice? • Why does it matter? • How does it fit? • What more do I need to know? • Evidence gathering and triangulation

  1. Inspectors will want to see the school operating as it usually does, to evaluate what is typically experienced by pupils. Inspectors may include in the report examples of provision they observe during the onsite inspection, but only where such examples are confirmed by inspectors as typical. This is particularly important when reporting the quality of teaching and learning and the behaviour of pupils.
  2. Inspectors will confirm the typicality of what they are seeing, hearing and reading by considering connected evidence (triangulation) including through:
  3. Inspectors may not expect, request or encourage school leaders to reorganise the curriculum timetable for pupils during inspections. Lessons and activities for pupils should go ahead as planned, including any off-site visits or pre-arranged visitors. Inspectors will adapt their inspection plans to ensure they gather the necessary evidence. Where inspectors are not able to see teaching in any particular curriculum area, they will seek evidence of teaching and learning from other sources, for instance by speaking with pupils and staff and by reviewing pupils' work.

Proportionality

  1. When judging the extent to which a school meets the Standards, inspectors will exercise their professional judgement. They will consider the reasonableness of leaders' decision-making and the impact of those decisions on pupils' learning, experience and safety.
  2. Where there are some relative weaknesses or minor errors that can be easily rectified in a school's processes and/or provision, inspectors will take a proportionate approach. Inspectors will consider if those weaknesses amount to a failure to meet one or more of the Standards.
  3. The scale and impact of any weaknesses or errors will be taken into consideration by inspectors.
  4. If inspectors consider that relative weaknesses or errors do not amount to a failure to meet the Standards, this will be reflected in the text of the inspection report and is likely to lead to recommended next steps in the inspection report.
  5. Where school leaders make amendments to the school's policies, processes or provision during inspections, inspectors will consider the scale and impact of such amendments and consider their impact on inspection judgements. Inspectors may conclude that changes in a policy document made by school leaders during the course of an inspection are unlikely to be able to be demonstrated as effectively implemented by leaders.
  6. Weaknesses or errors which are indicative of systemic failings in the school's processes and/or provision will lead to a judgement that the relevant Standards are unmet. Systemic failings include decision making by leaders based on a lack of understanding of what is required to meet the Standards, or an inability or reluctance to do what is required.

Conducting inspections

The timing and duration of inspections and the inspection team

  1. The DfE determines how frequently independent schools are inspected. The DfE directs ISI to conduct routine inspections of schools typically once every three years. However, the DfE may request that ISI bring forward the timing of a routine inspection. The DfE may also request that ISI carry out non-routine inspections at any time and at short notice or with no notice.
  2. Routine inspections are usually scheduled for two and a half days and will begin at 12:00 on the first day of the onsite inspection. Inspectors may not arrive at the school earlier than 11:15. Inspectors will usually leave the school by 18:00 on each day of inspection, although in some instances inspectors may be onsite for longer than this, for instance to observe elements of boarding provision. On the final afternoon of the inspection, the inspection plan will allow sufficient time for the final team meeting when inspectors will reach the inspection judgements and draw together the feedback to school leaders proprietors and/or governors.
  3. The size of the inspection team is determined by the size of the school (the number of pupils on roll) and the context of the school. The inspection is led by a reporting inspector and in most cases, a minimum of two team inspectors. All members of the inspection team will usually attend for the duration of the inspection. The shadow role is to observe the inspection. The shadow will not contribute to the evaluation of the evidence or the judgements made by the inspection team. The shadow may attend meetings and take notes. Inspections may be monitored for quality assurance purposes. The role of the monitor is to ensure that the inspection team adheres to ISI’s inspection methodology and inspection principles. The monitor may ask questions for clarification during meetings with leaders and staff to assure themselves that appropriate evidence is considered by the inspection team. The monitor will support and challenge the inspection team to ensure that the evidence base is robust and supports the judgements reached by the team.
  4. ISI may schedule aligned inspections of linked schools, particularly when schools share the same senior leadership team and proprietors. Where linked schools are inspected at the same time, reporting inspectors will liaise with each other and senior leaders to manage the inspection to minimise disruption and to align inspection activities where appropriate.

Declarations of conflicts of interest

  1. All inspectors must regularly update on ISI's inspector portal any declarations of close personal or business relationships with or financial interest in any schools, including groups of schools in common ownership, inspected by ISI which might give rise to a conflict, or perceived conflict, of interest.
  2. By accepting an invitation to inspect a school for ISI, inspectors warrant that, in the period of six years before the date of the inspection, they have not governed, worked at (including as a consultant), sought employment or engagement at, or given advice to the school or college which they are invited to inspect.
  3. Inspectors will not routinely inspect a school that they previously inspected. However, there may be valid reasons for this at the discretion of ISI.
  4. If a conflict of interest becomes apparent at any stage prior to, or during an inspection, inspectors must contact the ISI office immediately.

The code of conduct for inspectors and guidance for schools

  1. Inspectors must adhere to the code of conduct. Inspectors are required to uphold the highest professional standards in relation to all who are involved in the process of inspection, before during and after the inspection.
  2. Inspectors will:
  3. ISI sets out guidance for schools in order to facilitate a professional working relationship. Inspectors must be familiar with the guidance. Inspectors should refer school leaders to the guidance during the first telephone call following notification.
  4. ISI expects that school leaders and staff will:

Managing safeguarding concerns that arise on inspection

  1. If inspectors observe, hear or receive information which causes them concern about the safety or wellbeing of a pupil, they should act immediately to ensure the safety of the pupil, in line with ISI's policy. Inspectors will follow the school's safeguarding and/or child protection policy. Concerns will normally be reported to the appropriate person within the school for child protection procedures to be implemented according to the disclosure, concern or allegation made, and external agencies will be informed directly if required.
  2. If a pupil raises safeguarding concerns, inspectors should listen to what they are being told, take notes, and avoid promising confidentiality or asking leading questions. They must not communicate with the person who is the subject of the allegation or suspicion or investigate the matter themselves.

Managing sensitive or personal information

  1. All information relating to inspection is highly confidential and may not be shared beyond those directly involved in the inspection or the quality assurance and complaints processes. Inspectors must ensure that the information relating to the timing of an inspection, prior to the notification to the school, is held in strict confidence. Inspectors must also ensure that the provisional outcome of an inspection, prior to report publication, is held in strict confidence.
  2. Inspectors view and record sensitive information provided by schools. Schools are not required to anonymise information for inspectors. Inspectors may review personal information during the onsite inspection such as the names of pupils in registers or in records or files, and the names of staff in their files. Inspectors may make notes of such information. Inspectors typically may not record the names of pupils or adults and may not take copies of documents that include names without redaction. There may be, by exception only, occasions when names must be recorded as directed by Senior Directors at ISI.
  3. Inspectors will record the information they need to gather and evaluate evidence to make judgements. Inspectors must not record the names of individual. Inspectors will record the title or role of individuals involved in inspection activities.
  4. During the inspection, inspectors must take care to preserve confidentiality and to protect the privacy of the pupils and staff including by:
  5. All information must be managed securely and uploaded to ISI secure systems immediately following the inspection. Once the evidence has been uploaded to ISI systems, inspectors are not permitted to hold inspection information on their personal devices under any circumstances. Inspection information must be removed from inspectors' personal devices no later than four days following the end of the onsite inspection.
  6. Inspectors use the inspection virtual team room on ISI's portal to communicate with other members of the inspection team and to transfer any documentation. The reporting inspector will provide and receive information to and from the school via the virtual team room. Inspectors must not use email to transfer sensitive information regarding inspections. Inspectors must do all they can to reduce the use of email for inspection matters.
  7. Inspectors must be familiar with ISI's data protection policy and ISI's personal data breach policy and refer to these policies if they suspect a security or data breach has occurred.

Preparing for inspection

  1. All inspectors must have deep knowledge and understanding of:
  2. The reporting inspector will review pre-inspection information, prior to the inspection notification to the school, including information held by ISI and information available on the school's public website and in the public domain. Inspectors must not access the school's own protected portal in advance of the notification call to the school.
  3. The reporting inspector must consider the following information when planning the onsite inspection:
  4. Where the DfE holds concerns about the school which must be considered on inspection, inspectors must avoid revealing the source of any concerns provided in confidence. However, inspectors should clarify to the headteacher which area of provision that the concern relates to. Inspectors will not investigate the specific concern. They will normally consider the potential wider issues that the concern raises. Inspectors will want to assure themselves that the issues the concern raises do not indicate that any Standards are unmet. Inspectors will triangulate evidence to reach their judgements.
  5. The reporting inspector will use the analysis of the pre-inspection information to shape the inspection. Importantly, inspectors will want to evaluate the evidence of leaders' decision making and the impact of that decision making for pupils in all areas of the ISI Framework.
  6. In the days preceding notification of the inspection, the reporting inspector will convene a virtual team meeting at a time that is suitable for all members of the team to attend. The reporting inspector will:
  7. Prior to the onsite inspection the reporting inspector will share with the inspection team a summary of any pre-inspection information that cannot be shared in full with the team, for example in relation to sensitive personal data

Inspection notification and deferral requests

  1. Most inspections are announced to the headteacher on the morning of the day before the onsite inspection is due to start. Notification calls are made by a member of the ISI delivery team. In the absence of the headteacher, the most senior member of staff at the school will be notified. The notification call will confirm the dates of the inspection and the name of the inspectors on the team. The school will be informed if the inspection will be quality assured onsite and/or if a shadow is to be attached to the inspection.
  2. The reporting inspector will be informed once the notification call has been completed.
  3. Following the notification call, the delivery team will email the headteacher with confirmation of the inspection including the names of the inspection team members and the links to the online parent, pupil and staff surveys. The school will be asked to distribute the links to the surveys as soon as possible following the notification call.
  4. The headteacher will be informed that the reporting inspector will contact them by telephone, usually within two hours of the notification call.
  5. Any decision to defer an inspection is taken by the DfE. If the school wishes to request deferral of the inspection the headteacher, or their delegated senior leader, must email ISI explaining the circumstances and the reasons for the request. ISI will forward the deferral request to the DfE. The DfE will decide if the inspection should go ahead. The absence of the headteacher or other senior members of staff is not usually considered grounds for a deferral to be granted. While awaiting the DfE's decision, inspection planning will continue.

The pre-inspection calls

  1. The reporting inspector's pre-inspection call to the headteacher takes place following the notification call on the day preceding the onsite inspection. It is important in establishing a positive professional relationship and sets the tone for the inspection process. When making initial contact, the reporting inspector should offer to arrange a time that is most convenient for a longer discussion. The reporting inspector will usually offer the headteacher the opportunity to have another senior leader present for the pre-inspection call.
  2. The pre-inspection call will focus first on practical arrangements and will then include a discussion to understand the aims and context of the school. The reporting inspector will also clarify the information that inspectors will find helpful to see before the start of the inspection and the information that may be made available at the start of the inspection.
  3. Reporting inspectors will provide opportunities in the pre-inspection call for the headteacher to ask any questions.
  4. The content of the pre-inspection call should include:

Required information before the inspection begins

  1. During the pre-inspection call with the school, the reporting inspector will request that the school upload the following information to the inspection team room:
  2. Other information that is likely to be required during the onsite inspection includes:

Gathering the views of pupils, parents and staff

  1. Inspectors will consider the views of pupils, parents and staff. They will seek to triangulate the information they receive by considering connected inspection evidence.
  2. ISI invites pupils, parents and staff to complete confidential pre-inspection surveys online. At the time of notification, schools are asked to circulate the unique code by email wherever possible. This allows pupils, parents and staff to access the surveys for the specific inspection. The window for survey responses to be completed closes at 8:00 p.m. on the first day of the inspection.
  3. Hearing the views of pupils is an important aspect of inspection methodology and is triangulated with other inspection evidence. Inspectors will consider the views of pupils as expressed in the pupil survey responses, as well as through discussions with pupils. Inspectors will speak with pupils in lessons, around the school building and in arranged pupil discussion groups. In co-educational schools with secondary aged pupils, some of the discussions must be held in single sex groups. School leaders and staff will not be invited to join inspectors’ discussions with pupils. Where pupils have special educational needs and/or disabilities needs schools should ensure that prior to discussions with the pupils concerned, inspectors are aware of the nature of their needs and that appropriate steps have been taken to ensure that the pupil is prepared for the discussion. This includes asking the pupil how they would prefer to communicate, where they feel comfortable talking to inspectors and whether they would like their usual teaching assistant/teacher to be present during the discussion. Inspectors will be interested to hear from school leaders how pupil voice is heard and acted upon by the school. Inspectors will share the headline data from the pupil survey responses with the headteacher as well as any relevant themes emerging from the free text responses. However, inspectors will ensure that any information shared with the headteacher does not compromise the confidentiality of responses.

Reaching judgements

  1. The inspection team will meet at the end of each day of the inspection to discuss the emerging evidence and to consider connected evidence that needs to be gathered and evaluated. All members of the inspection team must take a full part in team meetings. Inspectors must discuss the evidence fully and provide professional challenge, where appropriate.
  2. The final judgements are the corporate responsibility of the inspection team. Inspectors will carefully consider the evidence and evaluate it against the Standards and guidance. Inspectors will weigh the evidence, using their professional judgement. Judgements made at the end of the inspection are subject to ISI's quality assurance processes and are provisional until the publication of the final inspection report. Inspectors will reach a judgement about whether Standards are met in each section of the framework. Inspectors will consider the judgement for section one (leadership and management, and governance) after reaching judgements for sections two, three, four and safeguarding. Judgements made at the end of the inspection are subject to ISI’s quality assurance processes and are provisional until the publication of the final inspection report.
  3. Inspectors' judgements must be based on their professional evaluation of the evidence and must not be influenced by the potential impact on the school, for instance when the Standards are found to be unmet.

Feedback meeting at conclusion of onsite inspection

  1. The reporting inspector and team inspectors will attend the feedback meeting at the conclusion of the onsite inspection. The reporting inspector will invite the headteacher, the proprietors and/or those responsible for governance and members of the senior leadership team to the feedback meeting.
  2. At the start of the meeting, the reporting inspector will explain:
  3. The reporting inspector will:

Quality assurance

  1. All inspections are subject to quality assurance which includes a review of aspects of the inspection evidence and the draft inspection report. Some inspections are subject to enhanced quality assurance. This can include onsite or remote quality assurance by a monitor and/or a full or partial review of the inspection evidence.
  2. It is the responsibility of the inspection team to reach the provisional judgements at the end of the onsite inspection. Experienced inspectors are on duty to provide quality assurance support to inspectors. The reporting inspector must contact the inspector on duty if the emerging evaluation of the inspection team is that one or more of the Standards is likely to be unmet. The inspector on duty will probe the evidence and provide constructive support and challenge to the evaluation process. The inspector on duty cannot conclude that a standard is met or unmet.
  3. Following the inspection, the reporting inspector is responsible for writing the inspection report in accordance with ISI's requirements regarding quality and clarity, and submitting the inspection evidence to ISI, within four days of the end of the onsite inspection.
  4. The inspection report and inspection evidence are quality assured by an editor. The editor provides feedback to the reporting inspector along with any suggested amendments to the report. The reporting inspector is responsible for responding to the editor's comments and suggestions promptly and making any necessary amendments to the inspection report in a timely manner.
  5. If the editor has serious concerns about the quality of the inspection report, the inspection judgments or the inspection evidence, the editor will refer the matter to the Director of Inspection Quality. The Director of Inspection Quality may consider that enhanced quality assurance is necessary, which may include a review of all the inspection evidence. If concerns persist, the Director of Inspection Quality will refer the matter to the Senior Director for National Inspections who will consider appropriate next steps, which could include, a change of judgements (if supported by the evidence) or deeming the inspection incomplete.
  6. Following quality assurance of the inspection report and inspection evidence, a draft version of the inspection report is sent to the school for factual accuracy comments. The school has four working days to respond to the factual accuracy check. The reporting inspector is responsible for considering and responding to the school's comments; making amendments to the report, where appropriate or explaining why suggested amendments are not appropriate.
  7. Following the inspection, the reporting inspector provides developmental feedback for the team inspectors about the quality of their work and their conduct. The team inspectors provide feedback on the process of the inspection and the leadership of the reporting inspector.
  8. ISI invites all schools to comment about their experiences of the inspection. ISI welcomes all feedback in order to develop and improve processes.
  9. ISI has a complaints process. As outlined in the complaints policy, school leaders should raise their concerns informally during the inspection with the reporting inspector or within two term-time working days after the end of the onsite inspection by emailing complaints@isi.net.

The inspection process and indicative timeline

  1. The following indicative timeline is representative of the inspection process. Enhanced quality assurance, including as part of the complaints process, may extend the process. School holidays may also extend the process.

* Days refer to working days and do not include weekends or bank holidays.

Grid flow of information

35 days after the inspection

Where a school fails to meet one or more of the Standards

  1. The following flow chart outlines the usual process that is followed when a school fails to meet one or more of the Standards. However, the DfE may decide to deviate from this process. Please see the guidance: Independent Schools: Regulatory and Enforcement Action Policy Statement for further details of the DfE policy and processes.

Step flow of information

Evaluation and reporting

  1. Inspectors will evaluate and report on the extent to which schools are meeting the Standards.
  2. For reporting purposes, all Standards are mapped to each section of the ISI Framework. In considering the extent to which schools meet the Standards, inspectors will focus on evaluating evidence against the ISI Framework structure and will not use a checklist approach based on the individual Standards. This aligns with ISI's thematic approach to inspection.
  3. Inspectors will evaluate the evidence of leaders' decision making and the impact of that decision making in all areas of the ISI Framework. They will consider how leaders' decisions have impacted the processes and provision in schools. Inspectors will consider the impact of the school's processes and provision on the outcomes for pupils in terms of actively promoting their wellbeing (as defined in s10(2) of the Children Act 2004).
  4. Inspectors will identify and report on the relative strengths and weaknesses of the school's work and its impact on pupils in each of the sections of the ISI Framework. This will ensure that inspection reports 'tell the story' of the school.
  5. Inspectors will:

Evaluating section one of the framework: Leadership and management, and governance

  1. Inspectors will pay due regard to Section 1 of the ISI Framework, which details the areas of provision that are relevant to this section.

Section one: sources of evidence

  1. Inspectors will consider a range of sources of evidence, including evidence of how proprietors assure themselves that leaders and managers are fulfilling their responsibilities to ensure that all of the Standards are met.
  2. Inspectors will consider the effectiveness of leadership and management at all levels.
  3. Other sources of evidence include, but are not limited to:

Section one: Standards and regulations

Independent School Standards

All parts of the ISSR and specifically

Part 3

The standard in this paragraph is met if the proprietor ensures that -

appropriate action is taken to reduce risks that are identified

the welfare of pupils at the school is safeguarded and promoted by the drawing up and effective implementation of a written risk assessment policy; and

Part 6

The standard about the provision of information by the school is met if the proprietor ensures that -

the information specified in sub-paragraph (2) is provided to parents of pupils and parents of prospective pupils and, on request, to the Chief Inspector, the Secretary of State or an independent inspectorate

the information specified in sub-paragraph (3) is made available to parents of pupils and parents of prospective pupils and, on request, to the Chief Inspector, the Secretary of State or an independent inspectorate

particulars of the arrangements for meeting the standard contained in paragraph 7 are published on the school’s internet website or, where no such website exists, are provided to parents on request

following an inspection under section 108 or 109 of the 2008 Act, a copy of the report of the inspection (if it has been sent to the proprietor) is published and maintained on the school's internet website, and provided to the parents of each registered pupil, by any date specified by the body who conducted the inspection

following an inspection under section 87(1) of the Children Act 1989, a copy of the report of the inspection (if it has been sent to the proprietor) is published and maintained on the school’s internet website, and provided to the parents of each boarder

an annual written report of each registered pupil’s progress and attainment in the main subject areas taught is provided to the parents of that registered pupil except that no report need be provided where the parent has agreed otherwise

any information reasonably requested in connection with an inspection under section 109 of the 2008 Act which is required for the purposes of the inspection is provided to the body conducting the inspection and that body is given access to the school’s admission and attendance registers

where a pupil wholly or partly funded by a local authority (except where funding is solely for free of charge early years provision in accordance with the duty contained in section 7 of the Childcare Act 2006) is registered at the school, an annual account of income received and expenditure incurred by the school in respect of that pupil is provided to the local authority and, on request, to the Secretary of State

where a pupil with an EHC plan wholly or partly funded by a local authority or other body through public funds is registered at the school, such information as may reasonably be required for the purpose of the annual review of the EHC plan is provided to the responsible local authority

particulars of any actions specified in sub-paragraph (4) are published and maintained on the school’s website or, where no such website exists, are provided to parents

The information specified in this sub-paragraph is –

the school’s address and telephone number and the name of the headteacher

where the proprietor is an individual, the proprietor’s full name, address for correspondence during both term-time and holidays and a telephone number or numbers on which the proprietor may be contacted, or

where the proprietor is a body of persons, the address and telephone number of its registered or principal office

where there is a governing body, the name and address for correspondence of its Chair; and

a statement of the school’s ethos (including any religious ethos) and aims

The information specified in this sub-paragraph is -

particulars of the school's policy on and arrangements for admissions, misbehaviour and exclusions

particulars of educational and welfare provision for pupils with EHC plans and pupils for whom English is an additional language

particulars of the policy referred to in paragraph 2

particulars of arrangements for meeting the standards contained in paragraphs 9, 10, 11 and 13

particulars of the school’s academic performance during the preceding school year, including the results of any public examinations

details of the complaints procedure referred to in paragraph 33, and the number of complaints registered under the formal procedure during the preceding school year; and

a copy of the report of any inspection carried out under sections 108 or 109 of the 2008 Act or section 87(1) of the 1989 Act

The action specified in this sub-paragraph is -

any decision by the Secretary of State to remove the school from the register under sections 100, 105, 112, 116, 119 or 123 of the 2008 Act

any decision of the Secretary of State to impose a relevant restriction on the proprietor under section 116 of the 2008 Act

any order of a justice of the peace under section 120 of the 2008 Act to remove the school from the register

For the purposes of sub-paragraph (4)(b), ‘relevant restriction’ has the meaning given in section 117(1) of the 2008 Act

Part 7

The standard about the manner in which complaints are handled is met if the proprietor ensures that a complaints procedure is drawn up and effectively implemented which deals with the handling of complaints from parents of pupils and which -

is made available to parents of pupils

sets out clear time scales for the management of a complaint

allows for a complaint to be made and considered initially on an informal basis

where the parent is not satisfied with the response to the complaint made in accordance with sub-paragraph (d), establishes a formal procedure for the complaint to be made in writing

where the parent is not satisfied with the response to the complaint made in accordance with sub-paragraph (e), makes provision for a hearing before a panel appointed by or on behalf of the proprietor and consisting of at least three people who were not directly involved in the matters detailed in the complaint

ensures that, where there is a panel hearing of a complaint, one panel member is independent of the management and running of the school

allows for a parent to attend and be accompanied at a panel hearing if they wish

provides for the panel to make findings and recommendations and stipulates that a copy of those findings and recommendations is -

provided to the complainant and, where relevant, the person complained about; and

available for inspection on the school premises by the proprietor and the headteacher

provides for a written record to be kept of all complaints that are made in accordance with sub-paragraph (e) and -

whether they are resolved following a formal procedure, or proceed to a panel hearing; and

action taken by the school as a result of these complaints (regardless of whether they are upheld); and

provides that correspondence, statements and records relating to individual complaints are to be kept confidential except where the Secretary of State or a body conducting an inspection under section 108 or 109 of the 2008 Act requests access to them

Part 8

The standard about the quality of leadership and management is met if the proprietor ensures that persons with leadership and management responsibilities at the school -

demonstrate good skills and knowledge appropriate to their role so that the independent school standards are met consistently

fulfil their responsibilities effectively so that the independent school standards are met consistently; and

actively promote the wellbeing of pupils

For the purposes of paragraph (1)(c) ‘wellbeing’ means wellbeing within the meaning of section 10(2) of the Children Act 2004(a)

National Minimum Standards

NMS 1 (Statement of boarding principles and practice)
NMS 2 (Management of boarding)
NMS 9.3–9.5 (Risk assessment and major incident)
NMS 14 (Complaints)

Other legislation

Does the school reject the use of corporal punishment?

Does the school fulfil its duties under schedule 10 of the Equality Act 2010?

Evaluating section two of the framework: Pupils' education, training and recreation

  1. Inspectors will pay due regard to Section 2 of the ISI Framework, which details the areas of provision that are relevant to this section.

Section two: sources of evidence

  1. Inspectors will consider a range of sources of evidence, including evidence of how those with governance responsibility assure themselves that leaders and managers are fulfilling their responsibilities to ensure that the Standards relating to pupils' education, training and recreation are met.
  2. Other sources of evidence include, but are not limited to:
  3. Triangulation of evidence for section two of the framework

Group of hexigons showing framework

Section two: Standards and regulations

Independent School Standards

Part 1

The standard in this paragraph is met if -

the proprietor ensures that a written policy on the curriculum, supported by appropriate plans and schemes of work, which provides for the matters specified in sub-paragraph (2) is drawn up and implemented effectively; and

the written policy, plans and schemes of work – take into account the ages, aptitudes and needs of all pupils, including those pupils with an EHC plan; and

for the purposes of paragraph (2)(1)(a), the matters are –

full-time supervised education for pupils of compulsory school age (construed in accordance with section 8 of the Education Act 1996), which gives pupils experience in linguistic, mathematical, scientific, technological, human and social, physical and aesthetic and creative education

that pupils acquire speaking, listening, literacy and numeracy skills

where the principal language of instruction is a language other than English, lessons in written and spoken English, except that this matter does not apply in respect of a school which provides education for pupils who are all temporarily resident in England and which follows the curriculum of another country

where the school has pupils below compulsory school age, a programme of activities which is appropriate to their educational needs in relation to personal, social, emotional and physical development and communication and language skills

where the school has pupils above compulsory school age, a programme of activities which is appropriate to their needs

that all pupils have the opportunity to learn and make progress;

The standard in this paragraph is met if the proprietor ensures that the teaching at the school -

enables pupils to acquire new knowledge and make good progress according to their ability so that they increase their understanding and develop their skills in the subjects taught

fosters in pupils self-motivation, the application of intellectual, physical and creative effort, interest in their work and the ability to think and learn for themselves

involves well-planned lessons and effective teaching methods, activities and management of class time

shows a good understanding of the aptitudes, needs and prior attainments of the pupils, and ensures that these are taken into account in the planning of lessons

demonstrates good knowledge and understanding of the subject matter being taught

utilises effectively classroom resources of a good quality, quantity and range

demonstrates that a framework is in place to assess pupils’ work regularly and thoroughly and use information from that assessment to plan teaching so that pupils can progress

utilises effective strategies for managing behaviour and encouraging pupils to act responsibly

does not undermine the fundamental British values of democracy, the rule of law, individual liberty, and mutual respect and tolerance of those with different faiths and beliefs

does not discriminate against pupils contrary to Part 6 of the Equality Act 2010

The standard in this paragraph is met where the proprietor ensures that a framework for pupil performance to be evaluated, by reference to the school's own aims as provided to parents or national norms, or to both, is in place

National Minimum Standards

NMS 18 (Activities and free time)

Evaluating section three of the framework: Pupils’ physical and mental health and emotional wellbeing

  1. Inspectors will pay due regard to Section 3 of the ISI Framework, which details the areas of provision that are relevant to this section.

Section three: sources of evidence

  1. Inspectors will consider a range of sources of evidence, including evidence of how those with governance responsibility assure themselves that leaders and managers are fulfilling their responsibilities to ensure that the Standards relating to pupils' physical and mental and emotional wellbeing are met.
  2. Other sources of evidence include, but are not limited to:

Section three: Standards and regulations

Independent School Standards

Part 1

The standard in this paragraph is met if –

the proprietor ensures that a written policy on the curriculum, supported by appropriate plans and schemes of work, which provides for the matters specified in sub-paragraph (2) is drawn up and implemented effectively; and

the written policy, plans and schemes of work – take into account the ages, aptitudes and needs of all pupils, including those pupils with an EHC plan; and

do not undermine the fundamental British values of democracy, the rule of law, individual liberty, and mutual respect and tolerance of those with different faiths and beliefs

(d) personal, social, health and economic education which –

(i) reflects the school's aim and ethos; and

(ii) encourages respect for other people, paying particular regard to the protected characteristics set out in the 2010 Act

The standard in this paragraph is met if the proprietor:

ensures that every registered pupil who is provided with primary education at the school is provided with relationships education

ensures that every registered pupil who is provided with secondary education at the school is provided with relationships and sex education, except in so far as the pupil is excused as mentioned in sub-paragraph (2)

in making arrangements for the purposes of paragraphs (a), (b) or (c), has regard to any guidance under section 80A of the Education Act 2002 that applies in relation to the provision of education by maintained schools

makes and keeps up to date a separate written statement of its policy with regard to the provision of education as required by each of paragraphs (a) and (b)

consults parents of registered pupils at the school before making or revising a statement under sub-paragraph (e), and

publishes a copy of the statement on a website and provides a copy of the statement free of charge to anyone who asks for one

Arrangements made by the proprietor for the purposes of sub- paragraph (1)(b) must ensure that where a pupil’s parent requests that the pupil is wholly or partly excused from sex education provided as part of relationships and sex education, the pupil is so excused until the request is withdrawn, unless or to the extent that the headteacher considers that the pupil should not be so excused

Sub-paragraph (1)(a) and (c) do not apply to a pupil who is under compulsory school age

Part 2

The standard about the spiritual, moral, social and cultural development of pupils at the school is met if the proprietor:

ensures that principles are actively promoted which -

enable pupils to develop their self-knowledge, self-esteem and self-confidence

Part 3

The standard in this paragraph is met if the proprietor promotes good behaviour amongst pupils by ensuring that -

a written behaviour policy is drawn up that, amongst other matters, sets out the sanctions to be adopted in the event of pupils’ misbehaviour

the policy is implemented effectively; and

a record is kept of the sanctions imposed upon pupils for serious misbehaviour

The standard in this paragraph is met if the proprietor ensures that bullying at the school is prevented in so far as reasonably practicable, by the drawing up and implementation of an effective anti-bullying strategy

The standard in this paragraph is met if the proprietor ensures that relevant health and safety laws are complied with by the drawing up and effective implementation of a written health and safety policy

The standard in this paragraph is met if the proprietor ensures compliance with the Regulatory Reform (Fire Safety) Order 2005

The standard in this paragraph is met if the proprietor ensures that first aid is administered in a timely and competent manner by the drawing up and effective implementation of a written first aid policy

The standard in this paragraph is met if the proprietor ensures that pupils are properly supervised through appropriate deployment of school staff

The standard in this paragraph is met if the proprietor ensures that an admission and attendance register is maintained in accordance with the Education (Pupil Registration) (England) Regulations 2006

Part 5

The standards about the premises of and accommodation at the school are those contained in this Part

Subject to sub-paragraph (2), the standard in this paragraph is met if the proprietor ensures that –

suitable toilet and washing facilities are provided for the sole use of pupils

separate toilet facilities for boys and girls aged 8 years or over are provided except where the toilet facility is provided in a room that can be secured from the inside and that is intended for use by one pupil at a time; and

suitable changing accommodation and showers are provided for pupils aged 11 years or over at the start of the school year who receive physical education

Where separate facilities are provided under sub-paragraph (1)(a) for pupils who are disabled, they may also be used by other pupils, staff, supply staff, volunteers and visitors, whether or not they are disabled

The standard in this paragraph is met if the proprietor ensures that suitable accommodation is provided in order to cater for the medical and therapy needs of pupils, including –

accommodation for the medical examination and treatment of pupils

accommodation for the short-term care of sick and injured pupils, which includes a washing facility and is near to a toilet facility; and

where a school caters for pupils with complex needs, additional medical accommodation which caters for those needs

The accommodation provided under sub-paragraphs (1)(a) and (b) may be used for other purposes (apart from teaching) provided it is always readily available to be used for the purposes set out in sub-paragraphs (1)(a) and (b)

For the purposes of sub-paragraph (1)(c), a pupil has ‘complex needs’ if the pupil has profound and multiple learning difficulties in addition to other significant difficulties, such as a physical disability or sensory impairment, which require provision which is additional to or different from that generally required by children of the same age in other schools other than special schools or by children with special requirements

The standard in this paragraph is met if the proprietor ensures that the school premises and the accommodation and facilities provided therein are maintained to a standard such that, so far as is reasonably practicable, the health, safety and welfare of pupils are ensured

The standard in this paragraph is met if the proprietor ensures that the acoustic conditions and sound insulation of each room or other space are suitable, having regard to the nature of the activities which normally take place therein

The standard in this paragraph is met if the proprietor ensures that –

the lighting in each room or other internal space is suitable, having regard to the nature of the activities which normally take place therein; and

external lighting is provided in order to ensure that people can safely enter and leave the school premises

The standard in this paragraph is met if the proprietor ensures that –

suitable drinking water facilities are provided

toilets and urinals have an adequate supply of cold water and washing facilities have an adequate supply of hot and cold water

cold water supplies that are suitable for drinking are clearly marked as such; and

the temperature of hot water at the point of use does not pose a scalding risk to users

The facilities provided under sub-paragraph (1)(a) will be suitable only if –

they are readily accessible at all times when the premises are in use; and

they are in a separate area from the toilet facilities

The standard in this paragraph is met if the proprietor ensures that suitable outdoor space is provided in order to enable –

physical education to be provided to pupils in accordance with the school curriculum; and

pupils to play outside

The standard in this paragraph is met if the proprietor ensures that, where the school provides accommodation, regard is had to Standard 4 of the National Minimum Standards for Boarding Schools or, where applicable, Standard 9 of the National Minimum Standards for Residential Special Schools

For the purposes of this Part –

'physical education' includes the playing of games

any requirement that anything provided under this Part must be ‘suitable’ means that it must be suitable for the pupils in respect of whom it is provided, having regard to their ages, numbers and sex and any special requirements they may have; and

a pupil has 'special requirements' if the pupil has any needs arising from physical, medical, sensory, learning, emotional or behavioural difficulties which require provision which is additional to or different from that generally required by children of the same age in schools other than special schools

National Minimum Standards

NMS 4 (Boarding accommodation)
NMS 5 (Boarders' possessions)
NMS 6 (Food and drink)
NMS 7 (Boarders’ health and wellbeing)
NMS 9.1, 9.2 (Health and safety)
NMS 10 (Fire safety)
NMS 11.1 – 11.3 (Induction, travel and staff support)
NMS 12 (Contact with parents)
NMS 13 (Securing boarders' views)
NMS 15 (Behaviour)
NMS 16 (Bullying)
NMS 17 (Promoting good relationships)
NMS 20 (Staffing and supervision)
NMS 21 (Prefects)
NMS 22.3 (Guardianship promotes boarders’ wellbeing)

Other legislation

Does the school fulfil its duties under schedule 10 of the Equality Act 2010?

Evaluating section four of the framework: Pupils’ social and economic wellbeing, and contribution to society

  1. Inspectors will pay due regard to Section 4 of the ISI Framework, which details the areas of provision that are relevant to this section.

Section four: sources of evidence

  1. Inspectors will consider a range of sources of evidence, including evidence of how those with governance responsibility assure themselves that leaders and managers are fulfilling their responsibilities to ensure that the Standards relating to pupils' social and economic wellbeing, and contribution to society are met.
  2. Other sources of evidence include, but are not limited to:

Section four: Standards and regulations

Independent School Standards

Part 1

The standard in this paragraph is met if –

the proprietor ensures that a written policy on the curriculum, supported by appropriate plans and schemes of work, which provides for the matters specified in sub-paragraph (2) is drawn up and implemented effectively; and

the written policy, plans and schemes of work –

take into account the ages, aptitudes and needs of all pupils, including those pupils with an EHC plan; and

do not undermine the fundamental British values of democracy, the rule of law, individual liberty, and mutual respect and tolerance of those with different faiths and beliefs

For the purposes of paragraph (2)(1)(a), the matters are-

personal, social, health and economic education which –

reflects the school's aim and ethos; and

encourages respect for other people, paying particular regard to the protected characteristics set out in the 2010 Act–

for pupils receiving secondary education, access to accurate, up-to-date careers guidance that –

is presented in an impartial manner

enables them to make informed choices about a broad range of career options; and

helps to encourage them to fulfil their potential

effective preparation of pupils for the opportunities, experiences of life in British society

Part 2

The standard about the spiritual, moral, social and cultural development of pupils at the school is met if the proprietor –

actively promotes the fundamental British values of democracy, the rule of law, individual liberty, and mutual respect and tolerance of those with different faiths and beliefs

ensures that principles are actively promoted which

enable pupils to distinguish right from wrong and to respect the civil and criminal law of England

encourage pupils to accept responsibility for their behaviour, show initiative and understand how they can contribute positively to the lives of those living and working in the locality in which the school is situated and to society more widely

enable pupils to acquire a broad general knowledge of and respect for public institutions and services in England

further tolerance and harmony between different cultural traditions by enabling pupils to acquire an appreciation of and respect for their own and other cultures

encourage respect for other people, paying particular regard to the protected characteristics set out in the 2010 Act; and

encourage respect for democracy and support for participation in the democratic process, including respect for the basis on which the law is made and applied in England

precludes the promotion of partisan political views in the teaching of any subject in the school; and

takes such steps as are reasonably practicable to ensure that where political issues are brought to the attention of pupils –

while they are in attendance at the school

while they are taking part in extra-curricular activities which are provided or organised by or on behalf of the school; or

in the promotion at the school, including through the distribution of promotional material, of extra-curricular activities taking place at the school or elsewhere,

they are offered a balanced presentation of opposing views.

National Minimum Standards

NMS 3 (Inclusion, equality and diversity)

Evaluating safeguarding

Safeguarding: sources of evidence

  1. Inspectors will consider a range of sources of evidence, including evidence of how those with governance responsibility assure themselves that leaders and managers are fulfilling their responsibilities to ensure that the Standards relating to safeguarding are met.
  2. Evidence relating to safeguarding can arise across any of the four sections of the framework. Inspectors must be alert to any safeguarding issues throughout the inspection.
  3. With regard to safeguarding, inspectors will evaluate whether or not the school is meeting the requirements of the Standards, which incorporate the requirements of Keeping children safe in education, Working together to safeguard children, The Prevent duty guidance and other related guidance by considering the school's culture of safeguarding which is underpinned by:
  4. Other sources of evidence include, but are not limited to:

Safeguarding: Standards and regulations

Independent School Standards

Part 3

The standards about the welfare, health and safety of pupils at the school are those contained in this Part

The standard in this paragraph is met if the proprietor ensures that –

arrangements are made to safeguard and promote the welfare of pupils at the school; and

such arrangements have regard to any guidance issued by the Secretary of State

Where section 87(1) of the Children Act 1989 applies in relation to a school the standard in this paragraph is met if the proprietor ensures that –

arrangements are made to safeguard and promote the welfare of boarders* while they are accommodated at the school

such arrangements have regard to the National Minimum Standards for Boarding Schools or, where applicable, the National Minimum Standards for Residential Special Schools

* Boarder means a pupil for whom a school provides accommodation, whether or not the pupil is a pupil at that school

Part 4

The standards about the suitability of staff, supply staff and proprietors are contained in this part

The standard in this paragraph relates to the suitability of persons appointed as members of staff at the school, other than the proprietor and supply staff

The standard in this paragraph is met if –

no such person is barred from regulated activity relating to children in accordance with section 3(2) of the Education and Inspections Act 2006 where that person is or will be engaging in activity which is regulated activity within the meaning of Part 1 of Schedule 4 to that Act

no such person carries out work, or intends to carry out work, at the school in contravention of a prohibition order, an interim prohibition order, or any direction made under section 128 of the Education and Skills Act 2008 or section 142 of the Education Act 2002, or any disqualification, prohibition or restriction which takes effect as if contained in either such direction

the proprietor carries out appropriate checks to confirm in respect of each such person –

the person’s identity

the person’s medical fitness

the person’s right to work in the United Kingdom; and

where appropriate, the person’s qualifications

the proprietor ensures that, where relevant to any such person, an enhanced criminal record check is made in respect of that person and an enhanced criminal record certificate is obtained before or as soon as practicable after that person's appointment

in the case of any person for whom, by reason of that person living or having lived outside the United Kingdom, obtaining such a certificate is not sufficient to establish the person’s suitability to work in a school, such further checks are made as the proprietor considers appropriate, having regard to any guidance issued by the Secretary of State; and

in the case of staff who care for, train, supervise or are in charge of boarders, in addition to the matters specified in paragraphs (a) to (e), the proprietor checks that Standard 19 of the National Minimum Standards for Boarding Schools or, where applicable, Standard 24 of the National Minimum Standards for Residential Special Schools, is complied with, and in the light of the information from the checks referred to in paragraphs (c) to (f) the proprietor considers that the person is suitable for the position to which the person is appointed

The checks referred to in sub-paragraphs (2)(c) and (except where sub-paragraph (4) applies) (2)(e) must be completed before a person’s appointment

The checks specified in sub-paragraphs (2)(d), (e) and (f) do not need to be carried out where the new member of staff ('M') has worked in –

a school or a maintained school in England in a position which brought M regularly into contact with children or young persons

a maintained school in England in a position to which M was appointed on or after 12 th May 2006 and which did not bring M regularly into contact with children or young persons; or

an institution within the further education sector in England or in a 16 to 19 Academy in a position which involved the provision of education or which brought M regularly into contact with children or young persons,

during a period which ended not more than three months before M's appointment

This paragraph relates to the suitability of supply staff at the school

The standard in this paragraph is met if -

a person offered for supply by an employment business to the school only begins to work at the school if the proprietor has received –

written notification from the employment business in relation to that person -

that the checks referred to in paragraph 21(3)(a)(i) to (iv), (vii) and (b) have been made to the extent relevant to that person

that, where relevant to that person, an enhanced criminal record check has been made and that it or another employment business has obtained an enhanced criminal record certificate in response to such a check; and

if the employment business has obtained such a certificate before the person is due to begin work at the school, whether it disclosed any matter or information; and

that, where that person is one for whom, by reason of that person living or having lived outside the United Kingdom, obtaining such a certificate is not sufficient to establish the person's suitability to work in a school, it or another employment business has obtained such further checks as appropriate, having regard to any guidance issued by the Secretary of State; and

a copy of any enhanced criminal record certificate obtained by an employment business before the person is due to begin work at the school

a person offered for supply by an employment business only begins work at the school if the proprietor considers that the person is suitable for the work for which the person is supplied

before a person offered for supply by an employment business begins work at the school the person’s identity is checked by the proprietor of the school (irrespective of any such check carried out by the employment business before the person was offered for supply)

the proprietor, in the contract or other arrangements which the proprietor makes with any employment business, requires the employment business to provide –

the notification referred to in paragraph (a)(i); and

a copy of any enhanced criminal record certificate which the employment business obtains

in respect of any person whom the employment business supplies to the school; and

except for those persons to whom sub-paragraph (4) applies, in the case of supply staff who care for, train, supervise or are in charge of boarders, the proprietor checks that the relevant parts of Standard 19 of the National Minimum Standards for Boarding Schools or where applicable, Standard 24 of the National Minimum Standards for Residential Special Schools are complied with.
NOTE – A failure of NMS for boarding schools 19.1 or the National Minimum Standards for Residential Special Schools 24 in relation to boarding supply staff triggers a failure of this ISSR 19(2)(e) (as a minimum)

Except in the case of a person to whom sub-paragraph (4) applies, the certificate referred to in sub-paragraph (2)(a)(i)(bb) must have been obtained not more than 3 months before the date on which the person is due to begin work at the school

This sub-paragraph applies to a person ('P') who has worked in –

a school or a maintained school in England in a position which brought P regularly into contact with children or young persons

a maintained school in England in a position to which P was appointed on or after 12 May 2006 and which did not bring P regularly into contact with children or young persons; or

an institution within the further education sector in England or in a 16 to 19 Academy in a position which involved the provision of education or which brought P regularly into contact with children or young persons,

during a period which ended not more than three months before P is due to begin work at the school.

The standard in this paragraph relates to the suitability of the proprietor of the school

Sub-paragraph (3) relates to the suitability of the proprietor where the proprietor is an individual

The standard in this paragraph is met if –

is not barred from regulated activity relating to children in accordance with section 3(2) of the Education and Inspections Act 2006 where that individual is or will be engaging in activity which is regulated activity within the meaning of Part 1 of Schedule 4 to that Act; and

does not carry out work, or intend to carry out work, at the school in contravention of a prohibition order, an interim prohibition order, or any direction made under section 128 of the Education and Skills Act 2008 or section 142 of the Education Act 2002 or any disqualification, prohibition or restriction which takes effect as if contained in either such direction; and

Sub-paragraphs (5) to (8) relate to the suitability of the proprietor where the proprietor is a body of persons corporate or unincorporate

The standard in this paragraph is met in relation to an individual who is the chair of the school if –

accordance with section 3(2) of the Education and Inspections Act 2006 where that individual is or will be engaging in activity which is regulated activity within the meaning of Part 1 of Schedule 4 to that Act; and

does not carry out work, or intend to carry out work, at the school in contravention of a prohibition order, an interim prohibition order, or any direction made under section 128 of the Education and Skills Act 2008 or section 142 of the Education Act 2002 or any disqualification, prohibition or restriction which takes effect as if contained in either such direction

The standard in this paragraph is met in relation to an individual ('MB'), not being the Chair of the school, who is a member of a body of persons corporate or unincorporate named as the proprietor of the school in the register or in an application to enter the school in the register, if –

is not barred from regulated activity relating to children in accordance with section 3(2) of the Education and Inspections Act 2006 where that individual is or will be engaging in activity which is regulated activity within the meaning of Part 1 of Schedule 4 to that Act; and

does not carry out work, or intend to carry out work, at the school in contravention of a prohibition order, an interim prohibition order, or any direction made under section 128 of the Education and Skills Act 2008 or section 142 of the Education Act 2002 or any disqualification, prohibition or restriction which takes effect as if contained in either such direction

subject to sub-paragraphs (7) to (8), the Chair of the school makes the following checks relating to MB –

where relevant to the individual, an enhanced criminal record check

checks confirming MB’s identity and MB’s right to work in the United Kingdom; and

where, by reason of MB’s living or having lived outside the United Kingdom, obtaining an enhanced criminal record certificate is not sufficient to establish MB’s suitability to work in a school, such further checks as the Chair of the school considers appropriate, having regard to any guidance issued by the Secretary of State;

and, where an enhanced criminal record check is made, the Chair obtains an enhanced criminal record certificate relating to the individual

Single Central Register

The standard in this paragraph is met if the proprietor keeps a register which shows such of the information referred to in sub- paragraphs (3) to (7) as is applicable to the school in question

The register referred to in sub-paragraph (1) may be kept in electronic form, provided that the information so recorded is capable of being reproduced in legible form

The information referred to in this sub-paragraph is –

in relation to each member of staff ('S') appointed on or after 1 st May 2007, whether –

S's identity was checked

a check was made to establish whether S is barred from regulated activity relating to children in accordance with section 3(2) of the Education and Inspections Act 2006.

a check was made to establish whether S is subject to any direction made under section 128 of the Education and Skills Act 2008 or section 142 of the Education Act 2002 or any disqualification, prohibition or restriction which takes effect as if contained in such a direction

checks were made to ensure, where appropriate, that S had the relevant qualifications

checks were made pursuant to paragraph 18(2)(d)

a check of S's right to work in the United Kingdom was made; and

checks were made pursuant to paragraph 18(2)(e) including the date on which each such check was completed or the certificate obtained; and

in relation to each member of staff ('S'), whether a check was made to establish whether S is subject to a prohibition order or an interim prohibition order, including the date on which such check was completed

The information referred to in this sub-paragraph is, in relation to each member of staff in post on 1 st August 2007 who was appointed at any time before 1 st May 2007, whether each check referred to in sub-paragraph (3) was made and whether an enhanced criminal record certificate was obtained, together with the date on which any check was completed or certificate obtained

The information referred to in this sub-paragraph is, in relation to supply staff –

whether written notification has been received from the employment business that –

checks corresponding to those referred to in sub-paragraph (3)(a)(i) to (iv), (vi) and (vii) have been made to the extent relevant to any such person; and

an enhanced criminal record check has been made and that it or another employment business has obtained an enhanced criminal record certificate in response to such a check

together with the date the written notification that each such check was made, or certificate obtained, was received

whether a check has been made in accordance with paragraph 19(2)(e) together with the date the check was completed; and

where written notification has been received from the employment business in accordance with a contract or other arrangements referred to in paragraph 19(2)(d) that it has obtained an enhanced criminal record certificate, whether the employment business supplied a copy of the certificate to the school

The information referred to in this sub-paragraph is, in relation to each member ('MB') of a body of persons named as the proprietor appointed on or after 1 st May 2007, whether the checks referred to in paragraph 20(6)(b) were made, the date they were made and the date on which the resulting certificate was obtained

The information referred to in this sub-paragraph is, in relation to each member of a body of persons named as the proprietor in post on 1 st August 2007 who was appointed at any time before 1st May 2007 –

whether each check referred to in sub-paragraph (6) was made; and

whether an enhanced criminal record certificate was obtained, together with the date on which any check was completed or certificate obtained

National Minimum Standards

NMS 8 (Safeguarding)
NMS 11.4 – 11.6 (Independent listening, contact and advocacy)
NMS 19 (Recruitment and checks on adults)
NMS 22 (Educational guardians)
NMS 23 (Lodgings and host families)

Evaluating the early years provision

  1. Early years provision that is registered by Ofsted is evaluated and regulated in accordance with the requirements of Ofsted’s Education Inspection Framework. We call this provision the early years registered setting. Inspectors will use the guidance contained in Ofsted’s Early years inspection handbook and the Early years foundation stage statutory framework for group and school-based providers, during the inspection of the early years registered setting.
  2. Where schools have early years provision (that is not registered with Ofsted), inspectors will evaluate this provision in accordance with the requirements of the Early years foundation stage statutory framework Inspectors will report on the effectiveness of the early years provision and the extent to which the early years requirements are met in the appropriate sections of the report.
  3. Inspectors will consider the school’s work in relation to the learning and development requirements (except where schools have proof of valid exemption from these requirements). They will also consider the safeguarding and welfare requirements as stated in the statutory framework for the early years foundation stage. If an exemption from the learning and development requirements has been taken up, the school must draw up an alternative programme of activities in accordance with paragraph 2(2)(f) of the Standards and implement it effectively. Inspectors will evaluate whether the alternative programme is meeting the needs of children.
  4. Inspectors will collect robust evidence to support the extent to which the early years requirements are met. Inspectors will complete a range of activities similar to those used in the inspection of the early years registered setting. They will be interested to hear how leaders evaluate the progress children are making but will not expect any particular tracking data or information in any particular format.
  5. Inspectors will complete a learning walk with the early years leader. This will help them to find out about the curriculum aims and the key knowledge and skills that leaders want children to develop in the prime and specific areas. The inspector will find out how staff, spaces and resources are used to deliver the curriculum. The learning walk also provides an opportunity to discuss staff training and development and the impact on teaching and outcomes for children.
  6. Inspectors will complete a joint observation of learning with the early years leader. This will help the inspector to evaluate how effectively the curriculum aims are being delivered and will give insight into children’s behaviour and attitudes towards learning. The joint observation also provides an opportunity for the leader and inspector to compare their own evaluations of practice. They may also discuss staff support, training and supervision, which can help the inspector evaluate the extent to which standards in relation to training, support and skills are met.
  7. Inspectors will gain a broader view of what it is like for children in this setting by completing observations in the early years provision. They must ensure that sufficient time is spent observing different-aged children engaged in both adult-led or child-initiated activities. The inspector may decide on an area of inspection focus. They will consider how well the curriculum aims are being delivered and the outcomes for children. They will also consider how well staff prepare children for the next stage of their education.
  8. Inspectors will track the experiences of individual children. They will talk to staff, including the key person, to find out about a sample of children. Through observation they will evaluate the extent to which the educational programme in the prime and specific areas meets their needs, promotes their interests and supports their development. Inspectors must track the experiences of a minimum of two children and where possible this sample should include: a child subject to a child in need or child protection plan; a child who has special educational needs and/or disabilities; and/or a child who speaks English as an additional language.

Boarding provision and the National Minimum Standards

  1. Leadership and management (including the school's governing body and/or proprietor where appropriate) must ensure that arrangements are made to safeguard and promote the welfare of pupils 10 for whom the school provides accommodation (boarders), which meet the requirements of (as applicable) the NMS for boarding schools 11 .
  2. The inspection team will consider how effectively leadership and management (including the school's governing body and/or proprietor where appropriate) actively promotes the wellbeing of boarders at the school when making judgements for the whole school.

Mapping of standards to framework

The standards are mapped for reporting purposes. This mapping indicates the sections of the report where focus areas are most likely to be reported. During inspection there may be overlap between standards and areas of the framework. This aligns with our thematic approach to inspection.

The reporting of systemic areas contained in paragraphs 3 (teaching), 4 (framework for pupils’ performance) and 5 (SMSC development) may be reported under any of Sections 2, 3 or 4 of the report depending on the inspection evidence.

Inspectors will consider the relevant NMS and EYFS requirements in the various sections of the report. The mapping of the NMS and EYFS is provided as guidance.

Section 1: Leadership and management and governance

ISSR Part/Paragraph

NMS

EYFS

All parts and specifically:
Part 3, paragraph 16 risk
Part 6 all paragraphs provision of information
Part 7 all paragraphs complaints
Part 8, paragraphs 34 (1)(a),(b) and (c) and 34(2) leadership

Other legislation 12

Does the school reject the use of corporal punishment?

Does the school fulfil its duties under schedule 10 of the Equality Act 2010?

NMS 1 (statement of boarding principles and practice)
NMS 2 (management of boarding)
NMS 9.3–9.5 (risk assessment and major incident)
NMS 14 (complaints)

All sections and specifically:

2.19 (EYFS profile results to LA)

3.21 (staff and medications etc.)

3.23-3.28 (qualifications, training and support)

3.33 (English language skills)

3.35 – 3.50 (ratios)

3.56 (food hygiene training)

3.76 (risk assessment)

3.61 (provision for SEND)

3.82-3.86 (information for parents/about the provider)

3.87-3.89 (changes that must be notified)

3.90 (Other legal duties)

Section 2: Pupils' education, training and recreation to include pupils' outcomes

ISSR Part/Paragraph

NMS

EYFS

Part 1, paragraphs 2(1)(a) and (b), (curriculum stem)
Part 1, paragraphs 2(2)(a), (b)(c),(f),(g) and (h) curriculum
Part 1, paragraphs 3(a),(b),(c),(d),(e),(f),(g),(h),(i), (j) teaching Part 1, paragraph 4 assessment

NMS 18 (activities and free time)

1.4-1.6 (prime and specific areas of learning)

1.4-1.6 (areas of learning)

1.12-1.18 (other learning and development considerations)

1.20 (curriculum guidance)

2.6-2.10 (two-year old check)

2.13-2.18 (EY profile)

3.61 (SEND provision and outcomes)

Section 3: Pupils’ physical and mental health and wellbeing

ISSR Part/Paragraph

NMS

EYFS

Part 1, 2(1)(a) and (b), (curriculum stem) Part 1, paragraphs 2A(1),(a)(b),(d),(e),(f) and (g) RSE
Part 1, paragraph 2(2)(d) personal and health only
Part 1, paragraph 2A(2) and 2(A)(3) RSE consent
Part 2, paragraphs 5(b)(i), spiritual and moral only (self)
Part 3, paragraphs 9, 10, 11, 12, 13, 14, 15 behaviour, bullying, H&S, fire, first aid and attendance
Part 5 all paragraphs premises and accommodation

Other legislation
Does the school fulfil its duties under schedule 10 of the Equality Act 2010?

NMS 4 (boarding accommodation)
NMS 5 (boarders' possessions)
NMS 6 (food and drink)
NMS 7 (boarders' health and wellbeing)
NMS 8 (Supervision and welfare)
NMS 9.1, 9.2 (health and safety)
NMS 10 (fire safety)
NMS 11.1 – 11.3 (induction, travel and staff support)
NMS 12 (contact with parents)
NMS 13 (securing boarders' views)
NMS 15 (behaviour) NMS 16 (bullying)
NMS 17 (promoting good relationships)
NMS 20 (staffing and supervision)
NMS 21 (prefects)
NMS 22.3 (guardianship promotes boarders' wellbeing)

1.5-1.6 (aspects of physical development)

1.5-1.6 Personal and emotional development (understand own feelings; manage emotions; develop positive sense of self; set simple goals; confidence in own abilities; wait for what wanted; direct attention as necessary; look after own bodies (healthy eating); manage personal needs)

3.29-3.32 (PFA qualifications)

3.55-3.57 (food and drink)

3.58-3.60 (supporting and understanding behaviour)

Section 4: Pupils’ social and economic wellbeing and contribution to society, to include careers education

ISSR Part/Paragraph

NMS

EYFS

Part 1, 2(1)(a) and (b), (curriculum stem)
Part 1, paragraphs 2(2)(d), social and economic only
Part 1, 2(2)(e) and (i) career and preparation for British society
Part 2, paragraphs 5(a),(b)(ii),(iii),(iv)(v),(vi),(vii) social and cultural (self and society)
Part 2, paragraphs 5(c) and (d) partisan views

NMS 3 (inclusion, equality and diversity)

1.4-1.6 Understanding the world (make sense of their physical world and community)

1.4-1.6 Social development (understand the feelings of others; how to make good friendships; social skills of cooperation and conflict resolution; appropriate behaviour in groups) 1.4-1.6

Safeguarding

ISSR Part/Paragraph

NMS

EYFS

Part 3, paragraphs 7(a)and (b) safeguarding
Part 3, paragraphs 8(a) and (b)
Part 4 all paragraphs suitability

NMS 8 (safeguarding)
NMS 11.4 – 11.6 (independent listener, contacts and advocacy)
NMS 19 (recruitment and checks on adults) NMS 22 (educational guardians)
(N.B 22.3 included in Section 3)
NMS 23 (lodgings and host families)

3.1-3.3 (safeguarding and welfare)

3.4-3.6 (safeguarding policies and procedures)

3.7-3.8 (concerns about children’s safety and welfare)

3.9-3.20 (suitable people)

Endnotes

  1. HM Treasury's Wellbeing Guidance for Appraisal: Supplementary Green Book Guidance July 2021
  2. The protected characteristics are set out in Chapter 1 of Part 2 of the Equality Act 2010.
  3. https://www.gov.uk/government/publications/health-and-safety-advice-for-schools/responsibilities-and-duties-for-schools updated April 2022
  4. https://www.gatsby.org.uk/education/focus-areas/good-career-guidance
  5. Schools are required to check the identity of supply staff on arrival. It is helpful, but not a requirement to include the date of this check on the SCR.
  6. This should be the date on which the school has seen the member of staff's DBS certificate.
  7. A prohibition from teaching check is required if a person is 'carrying out teaching work'. This is defined in The Teachers' Disciplinary (England) Regulations 2012 as follows: 3. - (1) Subject to paragraph (3), each of the following activities is teaching work for the purposes of these Regulations -
    1. planning and preparing lessons and courses for pupils;
    2. delivering lessons to pupils;
    3. assessing the development, progress and attainment of pupils; and
    4. reporting on the development, progress and attainment of pupils.
      1. In paragraph (1)(b) “delivering” includes delivering lessons through distance learning or computer aided techniques.
      2. The activities specified in paragraph (1) are not teaching work for the purposes of these Regulations if the person carrying out the activity does so (other than for the purposes of induction) subject to the direction and supervision of a qualified teacher or other person nominated by the head teacher to provide such direction and supervision.

      ISI is formally approved by the Secretary of State for Education to inspect association independent schools in England. This approval is outlined in section 87A of the Children Act 1989 and section 106 of the Education and Skills Act 2008.

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